All futures professionals required to register with the CFTC are granted registration only after a thorough investigation of their background to determine if ...

Who Has to Register · Membership and Directories · Membership Dues and Fees

Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ...

About · Registration and Membership · Contact NFA · Membership and Directories

This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members ...

Associated Person (AP) · Commodity Trading Advisor · Principal Status

All registered FCMs, RFEDs, IBs, SDs, MSPs, CPOs and those registered CTAs who direct client accounts or provide tailored investment advice must be NFA Members.

In most cases, an individual seeking NFA membership or registration as an AP is required to pass the National Commodity Futures Examination (NCFE or Series 3) ...

Initial NFA Membership Dues ; Swap Dealer - Affiliate of Tier 1 or Tier 2 Swap Dealer (Dues invoiced and payable quarterly). $200,000 ; Major Swap Participant ( ...

The enrollment form should be completed and submitted by first time applicants and/or returning applicants applying for registration and membership. If you are ...