Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ...
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Search. If you are searching for information on a specific firm, individual or pool, visit NFA's Background Affiliation Status Information Center (BASIC).
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Page gives information about who has to register and how to register with the CFTC and the NFA.
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Initial NFA Membership Dues ; Swap Dealer - Affiliate of Tier 1 or Tier 2 Swap Dealer (Dues invoiced and payable quarterly). $200,000 ; Major Swap Participant ( ...
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Visit the NFA BASIC database to check: Registration; Disciplinary or regulatory history; Financial information. First Things First. Verify the registration ...
The Series 3 exam—the National Commodities Futures Examination—is a National Futures Association (NFA) exam administered by FINRA. The exam consists of 120 ...
Access NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership. · Access the Annual Questionnaire, which must be completed ...
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