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All futures professionals required to register with the CFTC are granted registration only after a thorough investigation of their background to determine if ...
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NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.
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Online Registration System FAQs · How does a floor broker (FB) or individual floor trader (FT) get access to the Online Registration System (ORS)? · What can the ...
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This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members of
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In most cases, an individual seeking NFA membership or registration as an AP is required to pass the National Commodity Futures Examination (NCFE or Series 3) ...
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General Registration FAQs · Who is required to register and why? · What is a fitness inquiry? · How long does the registration process take? · Which individuals are ...
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An associated person (AP) is an individual who solicits orders, customers or customer funds (or who supervises persons so engaged) on behalf of a futures ...
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