Applicants are encouraged to submit three fingerprint cards with their application to avoid delays in obtaining additional sets if necessary for processing.

All futures professionals required to register with the CFTC are granted registration only after a thorough investigation of their background to determine if ...

Who Has to Register · Membership and Directories · Membership Dues and Fees

The enrollment form should be completed and submitted by first time applicants and/or returning applicants applying for registration and membership. If you ...

You can find more information at Who Has To Register under the Registration menu. ... NFA membership can be filed once entry of the required data is complete.

Our Mission. NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.

FAQs · Registration and Membership · Contact NFA · Membership and Directories

You must first file an online registration application with NFA and submit the appropriate fee(s), fingerprint cards and any other necessary filings.

FB and FT applicants must file a fingerprint card. AP, FB and FT applicants, Branch Office Managers and principals who are already pending, temporarily licensed ...