This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members ...
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People also ask
Who needs to register with the National Futures Association?
Who needs to be registered with the CFTC?
Who needs to register as an FCM?
Who must register as a CTA?
Page gives information about who has to register and how to register with the CFTC and the NFA.
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All registered FCMs must be NFA Members. Registration Requirements for FCMs. To register as an FCM and become an NFA Member: Designate a Security Manager in ...
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NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.
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Online Registration System. Print. Home Registration and Membership Who Has to Register Associated Person (AP) Registration. Associated Person (AP) Registration.
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All registered CPOs must be NFA Members. Registration Requirements for CPOs. To register as a CPO and become an NFA Member: Designate a Security Manager in ...
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Submit proof from a contract market or SEF that the FTF has been granted trading privileges. The contract market or SEF may provide proof after the application ...
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Registration Requirements for CTAs. To register as a CTA and become an NFA Member: Designate a Security Manager in order to obtain secure access to NFA's Online ...
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A provision of the Commodity Exchange Act with which a registered entity such as a designated contract market, swap execution facility, swap data repository, or ...
Registration and Membership: Firms that conduct derivatives business need to register with the CFTC and most also need to register with the NFA. The CFTC ...