General Registration FAQs · Who is required to register and why? · What is a fitness inquiry? · How long does the registration process take? · Which individuals are ...
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... NFA's Online Registration System (ORS) · Foreign Registrants and Applicants · Futures and Forex Proficiency Examinations · General Registration Questions ...
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Yes, NFA's directories and registries provide information about NFA Members and CFTC registrants, including, among other details, registration and ...
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Page gives information about who has to register and how to register with the CFTC and the NFA.
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What is covered in NFA's Swaps Proficiency Requirements? · Swap Products and Applications (20 test questions) · Regulation of the Swaps Market (20 test questions) ...
In most cases, an individual seeking NFA membership or registration as an AP is required to pass the National Commodity Futures Examination (NCFE or Series 3) ...
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NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.
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http://www.nfa.futures.org/nfa-faqs/registration_faqs/general-registration-questions/index.HTML#q4. 4. Which individuals are considered principals? An ...
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This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members ...
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NFA requires each CPO and CTA Member. (among Members in other registration categories) to list its branch offices on the Member's Form. 7-R. Each branch office ...