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Showing results for q=https%3A%2F%2Fwww.nfa.futures.org%2f Registration-membership%2f Who-has-to-register%2Findex.html
Page gives information about who has to register and how to register with the CFTC and the NFA.
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NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.
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This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members ...
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All registered FCMs, RFEDs, IBs, SDs, MSPs, CPOs and those registered CTAs who direct client accounts or provide tailored investment advice must be NFA Members.
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Who is required to register and why? · What is a fitness inquiry? · How long does the registration process take? · Which individuals are considered principals?
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All registered FCMs, RFEDs, IBs, SDs, MSPs, CPOs and those registered CTAs who direct client accounts or provide tailored investment advice must be NFA Members.
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Registration Requirements for CPOs. To register as a CPO and become an NFA Member: Designate a Security Manager in order to obtain secure access to NFA's Online ...
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The registration procedures for service names and port numbers are described in [RFC6335]. Assigned ports both System and User ports SHOULD NOT be used without ...
Mar 8, 2019 · 312.781.1553; bbrockway@nfa.futures.org. Section 1 ... https://www.nfa.futures.org/rulebook/rules ... https%3A%2F%2Fwww.fi.se%2Fsv%2Fpublicerat.
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