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FAQs. Click the links below to access answers to frequently asked questions. Arbitration and Mediation · Careers · Investors · Members · Registration, ...
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People also ask
NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.
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Who is required to register and why? · What is a fitness inquiry? · How long does the registration process take? · Which individuals are considered principals?
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Investor FAQs · How can I verify that a firm or individual is a CFTC Registrant or an NFA Member? · How can I check the background of my broker or brokerage firm?
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No. Similar to the Series 3 and Series 34 proficiency requirements for futures and forex APs, there is no continuing education component to NFA's Swaps ...
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Overview of the frequently asked questions organized by member category.
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NFA issues a quarterly Investor Newsletter in an effort to keep investors up-to-date on recent initiatives and helpful resources. Investor Newsletters. BASIC.
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