The Securities Act of 1933 was created and passed into law to protect investors after the stock market crash of 1929. The legislation had two main goals: to ...

A security is a fungible, negotiable financial instrument that represents some type of financial value, usually in the form of a stock, bond, or option.

Securities Act of 1933 · Fungibility · Call Option · Financial Instrument

The Securities Exchange Act of 1934 was created to govern securities transactions on the secondary market and ensure fairness and investor confidence.

The Uniform Securities Act is a framework for balancing state and federal regulatory authority to prosecute securities fraud.

The Securities Act of 1933 allows unregistered sales to accredited investors if the total offering price is under $5 million.6 However, Regulation D does ...

Investopedia Stock Market Simulator. Practice stock trading with virtual money — trusted by over 3 million educated investors. Trade by yourself or compete ...

Dictionary · Stock Simulator · Investing · Investopedia Academy

3(b)(2) and such security is—. (i) offered or sold on a national securities ex- change; or. (ii) offered or sold to a qualified purchaser, as de- fined by the ...

The Howey Test determines which transactions qualify as an "investment contract" and would therefore be subject to U.S. securities laws.