FBI fingerprint card results are received within 90 days preceding the date the individual's Form 8-R is filed with NFA;; a sponsor that is a registered broker- ...
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All futures professionals required to register with the CFTC are granted registration only after a thorough investigation of their background to determine if ...
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To gain access to NFA's Online Registration System (ORS), firms, including sole proprietors, floor brokers and floor traders, must establish a security account ...
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BASIC is a free tool that Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking ...
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FB and FT applicants must file a fingerprint card. AP, FB and FT applicants, Branch Office Managers and principals who are already pending, temporarily ...
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Chicago, IL 60693-0001. Where do I send fingerprint cards? +. Completed fingerprint cards should be sent to NFA at the following address: National Futures ...
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(2) the fingerprints of the applicant on a fingerprint card provided by NFA for that purpose, if required;. (3) the registration fee by Rule 203(a), if ...
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