All futures professionals required to register with the CFTC are granted registration only after a thorough investigation of their background to determine if ...
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BASIC is a free tool that Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking ...
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Search. If you are searching for information on a specific firm, individual or pool, visit NFA's Background Affiliation Status Information Center (BASIC).
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FBI fingerprint card results are received within 90 days preceding the date the individual's Form 8-R is filed with NFA;; a sponsor that is a registered broker- ...
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The enrollment form should be completed and submitted by first time applicants and/or returning applicants applying for registration and membership. If you are ...
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Registration Rule 401 requires each individual who is applying for NFA membership as a futures commission merchant (FCM), retail foreign exchange dealer (RFED), ...
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This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members of
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