All futures professionals required to register with the CFTC are granted registration only after a thorough investigation of their background to determine if ...
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How do I search for a member of the NFA?
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What is the NFA registration rule 402?
Can NFA take enforcement action against all individuals?
NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.
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The CFTC requires that you use a complex password for accessing CFTC records and that you change your password at a regular interval. System Requirements ORS ...
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This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members of
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Search. If you are searching for information on a specific firm, individual or pool, visit NFA's Background Affiliation Status Information Center (BASIC).
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In most cases, an individual seeking NFA membership or registration as an AP is required to pass the National Commodity Futures Examination (NCFE or Series 3) ...
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Aug 27, 2015 · Washington, DC — The U.S. Commodity Futures Trading Commission (Commission) today approved rule amendments and a new interpretive notice ...
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