Page gives information about who has to register and how to register with the CFTC and the NFA.
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People also ask
Who must register with the NFA?
What does NFA mean in trading?
What is the NFA in the US?
Is a violation of the CFTC's Part 23 regulations a violation of the NFA rules?
NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.
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This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members ...
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Please note: You are accessing a system containing CFTC records. Your usage may be monitored, recorded, and subject to audit, and, by your use, you consent to ...
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The enrollment form should be completed and submitted by first time applicants and/or returning applicants applying for registration and membership. If you are ...
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(3) Introducing Broker: $200 for each Form 7-R filed for registration as an IB, except a Notice Form 7-R filed pursuant to Rule 204(a)(4)(A). (4) Commodity Pool ...
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Submit proof from a contract market or SEF that the FTF has been granted trading privileges. The contract market or SEF may provide proof after the application ...
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