Page gives information about who has to register and how to register with the CFTC and the NFA.

Who Has to Register · Membership and Directories · Membership Dues and Fees

This page describes the various types of derivative industry professionals required to register with the Commodity Futures Trading Commission and as Members ...

Associated Person (AP) · Commodity Trading Advisor · Principal Status

NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.

FAQs · Registration and Membership · Contact NFA · Membership and Directories

Please note: You are accessing a system containing CFTC records. Your usage may be monitored, recorded, and subject to audit, and, by your use, you consent to ...

In most cases, an individual seeking NFA membership or registration as an AP is required to pass the National Commodity Futures Examination (NCFE or Series 3) ...

Registration Requirements for APs. To register as an AP and become an NFA Associate Member: The sponsor must designate a Security Manager in order to obtain ...

How can I submit payment for registration fees and/or membership dues? · Online payment request (This option is currently only available to U.S. firms and non- ...